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Compliance Administrator

Brown & Riding Insurance Services, Inc

Dallas, TX 75202 • 9/10/2026

Job Description

Job Description

Position Summary:

Assist the Compliance Manager in processing state surplus lines filings in accordance with established Brown & Riding values, goals, and procedures.

Essential Functions:

  • Meets quality standards in preparing and submitting surplus lines filings in a timely and accurate manner according individual state requirements. Prepares and submits filings using manual paperwork or filing websites. Uses periodic reports to ensure timely filing.
  • Reconciles amounts payable to the regulatory agencies in higher volume states.
  • Monitor and track tags received from the state SLA departments and sends weekly report to all applicable parties.
  • Assists Team Lead with training new Compliance staff.
  • Advises on home state determinations based NRRA guidelines.
  • Adds and maintains records for both retail agencies and carriers.
  • Responsible for keeping internal Surplus Lines references up to date.
  • Assists with monitoring the Compliance Helpdesk.

Other Responsibilities:

  • Other duties as assigned