Position Summary:
Assist the Compliance Manager in processing state surplus lines filings in accordance with established Brown & Riding values, goals, and procedures.
Essential Functions:
- Meets quality standards in preparing and submitting surplus lines filings in a timely and accurate manner according individual state requirements. Prepares and submits filings using manual paperwork or filing websites. Uses periodic reports to ensure timely filing.
- Reconciles amounts payable to the regulatory agencies in higher volume states.
- Monitor and track tags received from the state SLA departments and sends weekly report to all applicable parties.
- Assists Team Lead with training new Compliance staff.
- Advises on home state determinations based NRRA guidelines.
- Adds and maintains records for both retail agencies and carriers.
- Responsible for keeping internal Surplus Lines references up to date.
- Assists with monitoring the Compliance Helpdesk.
Other Responsibilities: