PositionOverview
Hennion & Walsh is seeking motivated and detail-oriented Registered Client Service Associates to join our growing nancial services team. This role is ideal for individuals who currently hold their FINRA Series 7 and Series 63 licenses and are looking to build a long-term career in nancial services outside of a purely sales-focused role.
As a Registered Client Service Associate, you will work closely with Financial Advisors and clients to provide high-level service, operational support, and relationship management. This position combines client interaction, administrative support, and investment industry knowledge within a collaborative, team-oriented environment.
Hennion & Walsh provides ongoing training, mentorship, and career development opportunities, giving team members the support and resources needed to grow professionally within the rm.
Position KeyResponsibilities
- Support Financial Advisors with client servicing, operational processing, and administrative tasks
- Develop and maintain strong client relationships through ongoing communication and support
- Assist clients with account-related requests, paperwork, and general service inquiries
- Provide operational support including account maintenance, money movement requests, and documentation processing
- Collaborate with internal teams to ensure a seamless client experience
- Maintain accurate client records and assist with regulatory and compliance-related processes
Position Must Haves
- Active FINRA Series 7 and Series 63licenses
- Strong client service and relationship-building skills
- Excellent communication and interpersonal abilities
- Strong organizational skills and attention todetail
- Ability to multitask and work in a fast-paced environment
- Microsoft O?ce prociency (Word, Excel, Outlook)
- Bachelor’s Degree preferred or equivalent professional experience
- 1–3 years of nancial services or brokerage experience preferred
Position Preferences (if applicable)
- Experience supporting Financial Advisors or wealth managementteams
- Knowledge of brokerage platforms and operationalworkows
- Interest in long-term career growth within the nancial servicesindustry
Benets
- Competitive compensation
- Full medical and dental benets
- 401(k) plan with company match
- Open and supportive team-based environment
- Ongoing training and professional development opportunities
- Career growth opportunities within a growing nancial services rm
The base salary range for this position is $50,000-$70,000 per year. Please note this role requires in-person attendance.
Placement in the range will vary based on job responsibilities and scope, the candidate’s relevant experience, and other factors.
Base salary is only part of the total compensation package. Depending on the position and eligibility requirements, the position may also include other variable compensation and benets, including health benets, 401(k) plan, and paid time o.
